To rollover a 401(k) to an IRA with another institution, does the IRA need to be open in advance?

by admin

If so, how long does it take to get an IRA open and ready to accept the rollover?

I’m asking because my the 401(k) provider for my past employer is switching to a new fund menu that is very expensive, and there’s a deadline for me to do the rollover before the “blackout period” begins. I just want to roll it over to a Vanguard IRA, but I have no Vanguard accounts at all yet.

Thanks!

{ 3 comments… read them below or add one }

Caveat Emptor March 5, 2012 at 12:55 pm

Yes. You establish the rollover IRA account first, then instruct the 401(k) custodian to do a direct rollover. They must have the IRA account number, custodian name & address, etc., in order to do that. You can open a Vanguard IRA on line instantly.

Common Sense March 5, 2012 at 12:55 pm

Contact Vanguard. They’ll walk you through it.

Thor March 5, 2012 at 12:55 pm

For me they opened a Vanguard IRA immediately with a zero balance. But I had other Vanguard funds so they didn’t need any additional information. Then they pretty much took care of the transfer on the spot with a conference call.

For security the company had to mail the check to me then I forwarded it to Vanguard. But that latter is not the timing you are concerned about.

Also there is no problem doing it after the changeover. I doubt the funds are front loaded so it won’t cost you much of anything if you miss the deadline. Often on changeovers like your company is doing there is a blackout period where you can’t touch it while they make the change. Those are often a month.

You might want to move all your funds in to a money market account right away if you have online access. Those should have the lowest fees even with a high fee company. And the funds have to be converted to cash anyway. They won’t transfer fund shares, only cash.

Good Luck.

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